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International Shipholding
Corporation
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(Name of
Issuer)
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Common
Stock, $1.00 par value
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(Title of Class of
Securities)
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460321201
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(CUSIP
Number)
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December
31, 2016
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(Date of Event
Which Requires Filing of this Statement)
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☐
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Rule
13d-1(b)
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☒
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Rule
13d-1(c)
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☐
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Rule
13d-1(d)
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1.
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Names of Reporting
Persons.
I.R.S.
Identification Nos. of above persons (entities only).
JOHNSEN NIELS M
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2.
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Check the
Appropriate Box if a Member of a Group (See
Instructions)
(a) ☐
(b) ☐
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3.
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SEC Use
Only
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4.
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Citizenship of
Place of Organization
United States of
America
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Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With
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5.
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Sole Voting
Power
277,907
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6.
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Shared Voting
Power
867,107
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7.
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Sole Dispositive
Power
277,907
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8.
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Shared Dispositive
Power
867,107
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9.
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Aggregate Amount
Beneficially Owned by each Reporting Person
1,145,014
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10.
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Check if the
Aggregate Amount in Row (9) Excludes Certain Shares
☐
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11.
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Percent of Class
Represented by Amount in Row 9
15.4%
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12.
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Type of Reporting
Person (See Instructions)
IN
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(a)
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Name of
Issuer
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International
Shipholding Corporation
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(b)
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Address
of Issuer’s Principal Executive Offices
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601
Poydras Street Suite 1850 New Orleans, LA 70130
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(a)
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Name of
Person Filing
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Niels
Mercer Johnsen
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(b)
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Address
of Principal Business Office or, if none, Residence
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One
Liberty Plaza
23rd
Floor New York, New York 10006
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(c)
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Citizenship
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United
States of America
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(d)
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Title
of Class of Securities
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Common
Stock, $1.00 par value
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(e)
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CUSIP
Number
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460321201
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Item 3.
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If this statement is filed pursuant to §§240.13d-1(b) or
240.13d-2(b) or (c), check whether the person filing is
a:
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(a)
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☐
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Broker
or dealer registered under section 15 of the Act (15 U.S.C.
78o).
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(b)
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☐
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Bank as
defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
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(c)
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☐
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Insurance
company as defined in section 3(a)(19) of the Act (15 U.S.C.
78c).
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(d)
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☐
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Investment
company registered under section 8 of the Investment Company Act of
1940 (15 U.S.C 80a-8).
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(e)
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☐
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An
investment adviser in accordance with
§240.13d-1(b)(1)(ii)(E);
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(f)
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☐
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An
employee benefit plan or endowment fund in accordance with
§240.13d-1(b)(1)(ii)(F);
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(g)
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☐
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A
parent holding company or control person in accordance with §
240.13d-1(b)(1)(ii)(G);
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(h)
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☐
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A
savings associations as defined in Section 3(b) of the Federal
Deposit Insurance Act (12 U.S.C. 1813);
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(i)
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☐
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A
church plan that is excluded from the definition of an investment
company under section 3(c)(14) of the Investment Company Act of
1940 (15 U.S.C. 80a-3);
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(j)
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☐
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A
non-U.S. institution in accordance with §
240.13d-1(b)(1)(ii)(J).
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(k)
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☐
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A
group, in accordance with § 240.13d-1(b)(1)(ii)(K). If filing
as a non-U.S. institution in accordance with §
240.13d-1(b)(1)(ii)(J), please specify the type of
institution:
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Item 4.
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Ownership.
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(a)
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Amount
beneficially owned: 1,145,014
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(b)
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Percent
of class: 15.4
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(c)
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Number
of shares as to which the person has:
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(i)
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Sole
power to vote or to direct the vote: 277,907
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(ii)
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Shared
power to vote or to direct the vote: 867,107
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(iii)
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Sole
power to dispose or to direct the disposition of:
277,907
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(iv)
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Shared
power to dispose or to direct the disposition of:
867,107
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Item 5.
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Ownership of Five Percent or Less of a Class
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Item 6.
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Ownership of More than Five Percent on Behalf of Another
Person.
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Item 7.
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Identification and Classification of the Subsidiary Which Acquired
the Security Being Reported on By the Parent Holding
Company
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Item 8.
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Identification and Classification of Members of the
Group
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Item 9.
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Notice of Dissolution of Group
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Item 10.
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Certification
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By
signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were not acquired and are
not held for the purpose of or with the effect of changing or
influencing the control of the issuer of the securities and were
not acquired and are not held in connection with or as a
participant in any transaction having that purpose or
effect.
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International Shipholding Corporation
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Date:
2/6/2017
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By:
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/s/
Niels Mercer Johnsen
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Name: Niels
Mercer Johnsen
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Attention:
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Intentional misstatements or omissions of fact constitute Federal
criminal violations (See 18 U.S.C. 1001)
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